Thomas Higgins
Thomas Higgins is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Fairport, NY, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6819 Pittsford-Palmyra Rd, Suite 100, Fairport, NY, 14450
Get directionsHistory
Regulatory History (1)
Criminal
October 1973Other Business ActivitiesSells Insurance
Thomas is a managing executive and sales advisory representative for Osaic Wealth, Inc. He also owns Revere Financial Planning Inc. where he sells various types of insurance, dedicating a few hours per week, and is a partner in Higgins Henderson RE LLC, a real estate rental property, and Maryak, LLC, an income property business.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Main Street Management CompanyBroker
New Decade Capital CORP.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.