Cathy Fitzpatrick is a CFP-designated registered investment advisor, based in Newport Beach, CA, with 41 years of industry experience.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Cathy serves on the advisory boards for WISE (Women Investing in Security and Education) and the Girl Scouts of Orange County, dedicating minimal time to each. Her involvement with the Girl Scouts includes serving on the Finance and Audit committees, focusing on financial oversight rather than direct money handling.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Irm Distributors, INC.Broker
Cigna Securities, INC.Broker
John Hancock Distributors, INC.Broker
State Registrations13 states
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