SG
SG
Stanley Garrison
37 Years of Experience
Bakersfield, CA
6 Disclosures
Stanley Garrison is a registered investment advisor at Sierra Capital Management, based in Bakersfield, CA, with 37 years of industry experience. Stanley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more.
Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only
Fee Structure
Minimum Investment:None
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
5401 Business Park South, Suite 122, Bakersfield, CA, 93309
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2017Final
Customer Dispute
May 2005Settled
Customer Dispute
August 2001Denied
Customer Dispute
November 1999Withdrawn
Employment Separation After Allegations
December 1988Customer Dispute
August 1986Settled
Employment History
Current Registrations
Sierra Capital Management
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
September 2009 - August 2015 · 5 yrs 11 mos
LPL Financial LLC
September 2009 - August 2015 · 5 yrs 11 mos
Associated Securities CORP.Broker
December 2008 - September 2009 · 9 mos
Associated Securities CORP.
December 2008 - September 2009 · 9 mos
Fsc Securities Corporation
March 1996 - December 2008 · 12 yrs 9 mos
Fsc Securities CorporationBroker
September 1995 - December 2008 · 13 yrs 3 mos
Sentra Securities CorporationBroker
February 1989 - September 1995 · 6 yrs 7 mos
Prudential-Bache Securities INC.Broker
April 1986 - January 1989 · 2 yrs 9 mos
Dean Witter Reynolds INC.Broker
June 1983 - April 1986 · 2 yrs 10 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.