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John Bockel

J.P. Morgan Securities LLC
43 Years of Experience
Palm Beach, FL
2 DisclosuresBroker
View SEC Summary
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John Bockel is a registered investment advisor at J.P. Morgan Securities LLC, based in Palm Beach, FL, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Palm Beach, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Award / Judgment
Customer Dispute
December 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is an owner/partner in Flagler Fun I, LLC (real estate) and NEH Investors LLC (restaurant), but has no responsibilities in either. He is also a committee member for the Western Golf Association and a board member for the Wood Family Foundation, dedicating about 10-20% of his time quarterly to the former and minimal time monthly to the latter. Finally, he acts as a trustee for a client account.

Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2023 - Present · 3 yrs
J.P. Morgan Securities LLC
September 2023 - Present · 3 yrs 1 mo
J.P. Morgan Securities LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
J.P. Morgan Private Wealth Advisors LLC
October 2019 - March 2025 · 5 yrs 5 mos
First Republic Securities Company, LLCBroker
October 2019 - September 2023 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1984 - October 2019 · 35 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1983 - October 2019 · 36 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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