James Coleman is a registered investment advisor at Mutual Advisors, LLC, based in Ojai, CA, with 41 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 9,473 clients with $8.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual management fee ranges up to 2.00% and is negotiable. Fees can be structured as a flat percentage, tiered schedule, or linear schedule. American Funds accounts range from 0.25% to 1.25%.
Fee Estimator
Location
Ojai, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2009Customer Dispute
January 2004Employment History
Current Registrations
Mutual Advisors, LLC
Previous Registrations
Cornerstone Asset Management, INC.
Mutual Securities, INC.Broker
Mutual Securities, INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Prudential Securities IncorporatedBroker
E. F. Hutton & Company INCBroker
Sutro & CO. IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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