Dale A Pope

Innovation Partners LLC

40 Years of Experience

Broker

View SEC Summary

Areas of Practice

Insurance PlanningEstate PlanningTax PlanningRetirement PlanningBusiness Owners

Innovation Partners LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

150 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Location

5950 Fairview Road, Suite 140, Charlotte, NC, 28210

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Innovation Partners LLC

November 2020 - Present · 5 yrs 3 mos

Innovation Partners LLCBroker

November 2020 - Present · 5 yrs 3 mos

Ip Financial Advisory Services LLC

October 2020 - Present · 5 yrs 4 mos

Previous Registrations

Mercap Advisors, INC.

August 2015 - November 2020 · 5 yrs 3 mos

Mercap Securities, LLCBroker

January 2012 - November 2020 · 8 yrs 10 mos

Merion Wealth Partners, LLC

April 2011 - January 2016 · 4 yrs 9 mos

Investors Capital Advisory

October 2005 - October 2010 · 5 yrs

Investors Capital CORP.Broker

May 2005 - October 2010 · 5 yrs 5 mos

Pan-American Financial AdvisersBroker

December 2001 - September 2003 · 1 yr 9 mos

Citco-Quaker Fund Distributors, INC.Broker

March 1997 - January 2002 · 4 yrs 10 mos

American Capital CorporationBroker

December 1987 - December 2001 · 14 yrs

International Financial Services Capital CorporationBroker

July 1983 - September 1987 · 4 yrs 2 mos

State Registrations15 states

DEFLILINNCNJNVNYOHPASCSDVAWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.