JA
JA
James Abernethy
36 Years of Experience
Littleton, CO
1 DisclosureBroker
James Abernethy is a registered investment advisor at LPL Financial LLC, based in Littleton, CO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Littleton, CO
Get directionsHistory
Regulatory History (1)
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Judgment / Lien
February 2017Employment History
Current Registrations
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 8 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 8 mos
Previous Registrations
Investment Centers of America, INC.
September 2012 - December 2017 · 5 yrs 3 mos
Investment Centers of America, INC.Broker
September 2012 - November 2017 · 5 yrs 2 mos
LPL Financial LLC
March 2005 - October 2012 · 7 yrs 7 mos
LPL Financial LLCBroker
March 1997 - October 2012 · 15 yrs 7 mos
Investment Centers of America, INC.Broker
September 1991 - March 1997 · 5 yrs 6 mos
Integrated Resources Equity CorporationBroker
May 1983 - June 1985 · 2 yrs 1 mo
State Registrations6 states
AZCOFLMONDNV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.