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Ann Mueller

39 Years of Experience
Memphis, TN
Broker

Ann Mueller is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1100 Ridgeway Loop Road, Memphis, TN, 38120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2015 - Present · 11 yrs 3 mos
Raymond James & Associates, INC.
February 2015 - Present · 11 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - February 2013 · 0 mos
Raymond James & Associates, INC.Broker
February 2013 - February 2013 · 0 mos
Morgan Keegan & Company, INC.
March 2004 - February 2013 · 8 yrs 11 mos
Morgan Keegan & Company, INC.Broker
September 1989 - February 2013 · 23 yrs 5 mos
Charles Schwab & CO., INC.Broker
February 1989 - August 1989 · 6 mos
Rose & Company Investment Brokers, INC.Broker
July 1986 - April 1988 · 1 yr 9 mos
Bear, Stearns & CO. INC.Broker
March 1986 - June 1986 · 3 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
April 1985 - April 1986 · 1 yr
Morgan Keegan & Company, INC.Broker
August 1983 - January 1985 · 1 yr 5 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.