Peter Lawler is a registered investment advisor at The Caprock Group, LLC, based in Bluffton, SC, with 23 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 408 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Investment advisor fees are negotiable based on the requirements of the client and the complexity of services provided. In special arrangements, Caprock charges a fixed retainer fee based on anticipated services.
Fee Estimator
Location
Bluffton, SC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Peter is a managing partner at Quivet Neck Capital, where he is involved in consulting, proprietary investments, and bookkeeping. He spends a few hours per week on this investment-related activity.
Employment History
Current Registrations
The Caprock Group, LLC
Previous Registrations
Grey Street Capital, LLC
Nico Securities, LLCBroker
Qnc Execution Services LLCBroker
Apex Clearing CorporationBroker
Tjm Investments, LLCBroker
Tjm Investments, LLCBroker
Tjm Proprietary Trading, LLCBroker
Optionshouse, LLCBroker
Just Options, LLCBroker
Goldman Sachs Execution & Clearing, L.P.Broker
First Options of Chicago, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.