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Anthony Ruda

42 Years of Experience
Canton, MI
1 DisclosureBroker

Anthony Ruda is a registered investment advisor at Oppenheimer & CO. INC., based in Canton, MI, with 42 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1135 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Minimum Investment:$10K
Minimum Annual Fee:$250

Oppenheimer offers several investment management programs with different fee structures:

  • Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
  • Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
  • Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.

Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.

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Location

Canton, MI

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1992
Settled
Other Business Activities

Anthony is the president of Pro Musica Detroit, a not-for-profit chamber music society, dedicating a few hours per week to the organization. Anthony also owns rental property through Ruda Capital Resources, LLC, of which he is the sole owner.

Employment History
Current Registrations
Oppenheimer & CO. INC.
September 2018 - Present · 7 yrs 8 mos
Oppenheimer & CO. INC.
September 2018 - Present · 7 yrs 8 mos
Oppenheimer & CO. INC.Broker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
B Riley Wealth Management
September 2015 - September 2018 · 3 yrs
B. Riley Wealth ManagementBroker
October 2010 - September 2018 · 7 yrs 11 mos
RBC Capital Markets CorporationBroker
March 2009 - October 2010 · 1 yr 7 mos
Ferris, Baker Watts, LLCBroker
October 2004 - March 2009 · 4 yrs 5 mos
Morgan Stanley Dw INC.Broker
December 1985 - November 2004 · 18 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1985 - January 1986 · 9 mos
Dean Witter Reynolds INC.Broker
July 1983 - March 1985 · 1 yr 8 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.