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Anthony Ruda

Oppenheimer & CO. INC.
43 Years of Experience
Plymouth, MI
1 DisclosureBroker
View SEC Summary
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Anthony Ruda is a registered investment advisor at Oppenheimer & CO. INC., based in Plymouth, MI, with 43 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1007 W. Ann Arbor Trail, Suite 150, Plymouth, MI, 48170

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1992
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anthony is the president of Pro Musica Detroit, a not-for-profit chamber music society, dedicating a few hours per week to the organization. Anthony also owns rental property through Ruda Capital Resources, LLC, of which he is the sole owner.

Employment History
Current Registrations
Oppenheimer & CO. INC.
September 2018 - Present · 8 yrs 1 mo
Oppenheimer & CO. INC.
September 2018 - Present · 8 yrs 1 mo
Oppenheimer & CO. INC.Broker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
B Riley Wealth Management
September 2015 - September 2018 · 3 yrs
B. Riley Wealth ManagementBroker
October 2010 - September 2018 · 7 yrs 11 mos
RBC Capital Markets CorporationBroker
March 2009 - October 2010 · 1 yr 7 mos
Ferris, Baker Watts, LLCBroker
October 2004 - March 2009 · 4 yrs 5 mos
Morgan Stanley Dw INC.Broker
December 1985 - November 2004 · 18 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1985 - January 1986 · 9 mos
Dean Witter Reynolds INC.Broker
July 1983 - March 1985 · 1 yr 8 mos
State Registrations19 states
ALAZCOFLIAILINKYMAMIMONCNYOHPATNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Anthony Ruda - Financial Advisor | TrueAdvisor