Thomas Hawbaker
Thomas Hawbaker is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Midlothian, TX, with 3 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Midlothian, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an insurance agent for Avantax Insurance Agency/Services, meeting with clients to find insurance product needs. He is also the managing member of Thomas Hawbaker CPA PLLC, a licensed CPA firm, where he provides tax services and supervises an employee, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
State Registrations1 state
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