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Gerald Mccready

LPL Financial LLC
42 Years of Experience
Denver, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Gerald Mccready is a registered investment advisor at LPL Financial LLC, based in Denver, PA, with 42 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6 Jason Avenue, Denver, PA, 17517

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gerald spends full-time on Black Diamond Financial Group, his LPL business. He is also an agent for Specific Solutions Inc, selling non-variable insurance, dedicating minimal time, and owns GJM Wealth Management LLC for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
December 2012 - June 2024 · 11 yrs 6 mos
Raymond James Financial Services, INC.Broker
December 2012 - June 2024 · 11 yrs 6 mos
Cetera Investment Services LLCBroker
January 2007 - December 2012 · 5 yrs 11 mos
Cetera Investment Services LLC
January 2007 - December 2012 · 5 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2005 - January 2007 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - January 2007 · 2 yrs 3 mos
Janney Montgomery Scott LLCBroker
July 2001 - November 2004 · 3 yrs 4 mos
Penn Securities, INC.Broker
October 1998 - July 2001 · 2 yrs 9 mos
Lombard Securities IncorporatedBroker
August 1995 - October 1998 · 3 yrs 2 mos
Independent Financial Securities, INC.Broker
March 1993 - November 1995 · 2 yrs 8 mos
Pruco Securities CorporationBroker
September 1990 - May 1992 · 1 yr 8 mos
The Prudential Insurance Company of AmericaBroker
September 1990 - May 1992 · 1 yr 8 mos
Prudential-Bache Securities INC.Broker
November 1989 - July 1990 · 8 mos
Shearson Lehman Hutton INC.Broker
March 1989 - December 1989 · 9 mos
Pruco Securities CorporationBroker
May 1983 - March 1989 · 5 yrs 10 mos
State Registrations6 states
FLHIMDNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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