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ChFC
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ChFC

Michael Haney

Gradient Wealth Management
43 Years of Experience
Lexington, KY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Haney is a ChFC-designated registered investment advisor at Gradient Wealth Management, based in Lexington, KY, with 43 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 3 more. Their firm serves 4,553 clients with $610M in assets under management.

Gradient Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
98 advisors
Number of Clients
4,553 clients
Average Client Portfolio
$134K average
Assets Under Management
$607.9M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is up to 2.00% of assets under management. Fees are negotiable and may vary based on the money manager selected and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

114 Dennis Dr, Suite 2, Lexington, KY, 40503

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael owns Haney Financial Associates, where he sells life and health insurance, dedicating about 10-20% of his time. He also serves as Treasurer for the Wellington Townhome Association, spending minimal time collecting dues and paying bills.

Employment History
Current Registrations
Gradient Wealth Management
March 2024 - Present · 2 yrs 7 mos
Gradient Securities, LLCBroker
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
Silver Oak Securities, IncorporatedBroker
March 2023 - March 2024 · 1 yr
Silver Oak Securities, INC.
March 2023 - March 2024 · 1 yr
Planmember Securities Corporation
October 2020 - March 2023 · 2 yrs 5 mos
Planmember Securities CorporationBroker
October 2020 - March 2023 · 2 yrs 5 mos
Gradient Securities, LLCBroker
June 2017 - October 2020 · 3 yrs 4 mos
Gradient Wealth Management
June 2017 - October 2020 · 3 yrs 4 mos
USA Financial Securities CorporationBroker
May 2015 - June 2017 · 2 yrs 1 mo
USA Financial Securities Corporation
May 2015 - June 2017 · 2 yrs 1 mo
On Investment Management CO
February 2012 - May 2015 · 3 yrs 3 mos
The O.N. Equity Sales CompanyBroker
March 2010 - May 2015 · 5 yrs 2 mos
On Investment Management CO
January 2008 - March 2010 · 2 yrs 2 mos
The O.N. Equity Sales CompanyBroker
May 2004 - March 2010 · 5 yrs 10 mos
Allstate Financial Services, LLCBroker
April 2002 - May 2004 · 2 yrs 1 mo
Locust Street Securities, INC.Broker
May 2001 - April 2002 · 11 mos
Walnut Street Securities, INC.Broker
May 2000 - May 2001 · 1 yr
Sunset Financial Services, INC.Broker
January 1999 - May 2000 · 1 yr 4 mos
1717 Capital Management CompanyBroker
August 1996 - January 1999 · 2 yrs 5 mos
The O.N. Equity Sales CompanyBroker
April 1993 - September 1996 · 3 yrs 5 mos
North American Management, INC.Broker
April 1992 - May 1993 · 1 yr 1 mo
Pruco Securities CorporationBroker
June 1983 - April 1992 · 8 yrs 10 mos
State Registrations3 states
FLKYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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