James Webb is a registered investment advisor, based in Mobile, AL, with 42 years of industry experience.
Location
1100 Dauphin St., Ste. C, Mobile, AL, 36602
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Regulatory History (1)
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Customer Dispute
March 2005Settled
Other Business ActivitiesSells Insurance
James is an advisory representative of a RIA since 2016, dedicating minimal time to this role. He also holds a life insurance license since 1995 and is the Chairman Advisory Board for Phi Delta Theta Alabama Chapter, spending minimal time on each. Finally, he is involved with Wilson Investment Group as a marketing device, dedicating full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research, INC.
April 2016 - Present · 10 yrs 1 mo
Cambridge Investment Research Advisors, INC.
April 2016 - Present · 10 yrs 1 mo
Cambridge Investment Research, INC.Broker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Transamerica Financial Advisors, INC.
October 2003 - April 2016 · 12 yrs 6 mos
Transamerica Financial Advisors, INCBroker
December 1991 - April 2016 · 24 yrs 4 mos
First American National Securities, INC.Broker
May 1983 - November 1991 · 8 yrs 6 mos
State Registrations7 states
ALFLGALAMSNVTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.