Richard Scott
Richard Scott is a registered investment advisor at LPL Financial LLC, based in Berwyn,, PA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1055 Westlakes Dr, 3rd Floor, Berwyn,, PA, 19312
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard operates under two DBAs for his LPL business: PFG Advisors and Academy Financial. He also runs Richard Scott Insurance as an insurance agency, dedicating about a quarter of his time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Fa, INC.Broker
Osaic Fa, INC.
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Hornor, Townsend & Kent, INC.Broker
Janney Montgomery Scott INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.