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Marc Miller

Wedbush Securities INC.
43 Years of Experience
Pasadena, CA
3 DisclosuresBroker
View SEC Summary
View SEC Summary

Marc Miller is a registered investment advisor at Wedbush Securities INC., based in Pasadena, CA, with 43 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.

Wedbush Securities INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
222 advisors
Number of Clients
10,048 clients
Average Client Portfolio
$566K average
Assets Under Management
$5.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K3.00%
$250K - $500K2.80%
$500K - $1.0M2.50%
$1.0M - $3.0M1.90%
$3.0M - $5.0M1.60%
$5M+1.60%

Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 S. Lake Ave Penthouse, Pasadena, CA, 91101

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Pending
Customer Dispute
April 1998
Settled
Customer Dispute
March 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marc is the CEO & CFO of Marin Executive Suites Inc., a private property management company, spending a few hours per week on bookkeeping and IT. He also serves as the Squadron Finance Officer for the Civil Air Patrol, dedicating minimal time to bookkeeping.

Employment History
Current Registrations
Wedbush Securities INC.Broker
August 2021 - Present · 5 yrs 2 mos
Wedbush Securities INC.
August 2021 - Present · 5 yrs 2 mos
Wedbush Securities INC.
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Western International Securities
January 2015 - December 2021 · 6 yrs 11 mos
Gbs Advisors
February 2014 - December 2014 · 10 mos
Gbs Advisors
December 2013 - December 2013 · 0 mos
Gbs Financial CORP.Broker
December 2013 - February 2014 · 2 mos
Western International Securities, INC.Broker
November 2013 - December 2021 · 8 yrs 1 mo
Gbs Advisors
January 2004 - December 2013 · 9 yrs 11 mos
Gbs Financial CORP.Broker
June 1998 - December 2013 · 15 yrs 6 mos
The Heritage Group, INC.Broker
February 1994 - June 1998 · 4 yrs 4 mos
First Associated Securities Group, INC.Broker
March 1991 - May 1994 · 3 yrs 2 mos
Berman and Stickel IncorporatedBroker
October 1990 - April 1991 · 6 mos
Bear, Stearns & CO. INC.Broker
June 1989 - July 1990 · 1 yr 1 mo
Wulff, Hansen & CO.Broker
March 1984 - June 1989 · 5 yrs 3 mos
Birr, Wilson & CO., INC.Broker
February 1984 - March 1984 · 1 mo
Municipal Bond Investors, INC.Broker
January 1984 - December 1984 · 11 mos
California Municipal Investors, INC.Broker
June 1983 - February 1984 · 8 mos
State Registrations5 states
CACOMAMNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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