George Pierce is a registered investment advisor at LPL Financial LLC, based in Seattle, WA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1200 Westlake Ave N. Ste 1000, Seattle, WA, 98109
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
George is associated with One Oak Wealth Management, a DBA for his LPL business. He also serves as a Director/Trustee/Treasurer for the William E Wockner Foundation, a non-profit organization, dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Coldstream Wealth Management
Coldstream Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Pacific West Securities, INC.Broker
George R. Pierce & Associates, LLC
Pierce George R & Associates LLC
Pacific Harbor Securities, INC.Broker
Goodlin Financial, INC.Broker
Murphey Favre, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.