Robert Romeo
Robert Romeo is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Buffalo, NY, with 41 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
726 Exchange St, Suite 822, Buffalo, NY, 14210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is an advisory representative of a registered investment advisor since 2018, dedicating about a quarter of his time. He is also an independent insurance agent for various companies, spending a few hours per week. Robert also volunteers with Meals on Wheels and FeedMore of WNY.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Wealth Advisors Network, INC.
Cambridge Investment Research, INC.Broker
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
Cetera Investment Services LLCBroker
Obs Brokerage Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
M&t Securities, INC.Broker
Aegon USA Securities INC.Broker
Citicorp Investment ServicesBroker
Citicorp Financial Services,inc.Broker
CUNA Brokerage Services, INC.Broker
International Financial Services Capital CorporationBroker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.