WA
WA
Wanda Austin is a registered investment advisor at Morgan Stanley, based in Newport News, VA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
701 Town Center Drive, Suite 902, Newport News, VA, 23606
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2001Denied
Other Business Activities
Wanda is a board member of Riverside Regional Medical Center since 2010. This requires minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
May 1998 - February 2006 · 7 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1998 - February 2006 · 7 yrs 10 mos
Wheat, First Securities, INC.Broker
July 1983 - May 1998 · 14 yrs 10 mos
State Registrations47 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.