HM
HM
Hugh Mann is a registered investment advisor at Cetera Investment Advisers LLC, based in Pensacola, FL, with 42 years of industry experience. Hugh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1289 Airport Blvd, Pensacola, FL, 32504
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2015 - Present · 11 yrs 4 mos
Cetera Investment Services LLCBroker
August 2009 - Present · 16 yrs 9 mos
Previous Registrations
Cetera Investment Services LLC
August 2009 - February 2014 · 4 yrs 6 mos
Wells Fargo Advisors, LLC
July 2005 - August 2009 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
June 2005 - August 2009 · 4 yrs 2 mos
Morgan Stanley
January 1991 - July 2005 · 14 yrs 6 mos
Morgan Stanley Dw INC.Broker
April 1989 - July 2005 · 16 yrs 3 mos
Sterne, Agee & Leach, INC.Broker
September 1988 - April 1989 · 7 mos
Pamco Securities and Insurance ServicesBroker
September 1987 - August 1988 · 11 mos
Shearson Lehman Brothers INC.Broker
January 1987 - June 1987 · 5 mos
The Robinson-Humphrey Company INC.Broker
November 1985 - February 1987 · 1 yr 3 mos
E. F. Hutton & Company INCBroker
February 1984 - December 1985 · 1 yr 10 mos
Southeastern Brokerage Services, INC.Broker
June 1983 - November 1983 · 5 mos
State Registrations4 states
ALFLGASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.