SR
CFP
SR
CFP

Steven Martin Ruderman

42 Years of Experience
Sells Insurance
Areas of Practice
Retirement PlanningEstate PlanningEducation Planning
Compensation
Fixed/Hourly
Firm Size
4 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

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Location

19710 Fm 2920 Rd, Tomball, TX, 77377

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven sells fixed life insurance and annuities, dedicating about 10% of his time to this activity. He is also a FINRA arbitrator, spending minimal time on this role.

Employment History
Current Registrations
Neal Financial Group, L.P.
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
LPL Financial LLC
September 2009 - December 2024 · 15 yrs 3 mos
LPL Financial LLCBroker
September 2009 - December 2024 · 15 yrs 3 mos
Lincoln Financial Advisors Corporation
March 2000 - September 2009 · 9 yrs 6 mos
Lincoln Financial Advisors CorporationBroker
March 2000 - September 2009 · 9 yrs 6 mos
The Lincoln National Life Insurance CompanyBroker
March 2000 - May 2006 · 6 yrs 2 mos
Mony Securities CorporationBroker
February 1987 - March 2000 · 13 yrs 1 mo
Planvest Capital CorporationBroker
July 1986 - January 1987 · 6 mos
Pilot Financial Services, INC.Broker
July 1984 - August 1986 · 2 yrs 1 mo
Morrison, Schulte & CO., INC.Broker
July 1983 - August 1984 · 1 yr 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.