Steven Ruderman is a CFP-designated registered investment advisor at Neal Financial Group, L.P., based in Tomball, TX, with 42 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning.
Compensation
Firm Size
IM Fee
Fee Structure
Neal Financial Group charges a fee for specialty planning or written financial plans. Clients pay an agreed amount of the estimated fee in advance, with the balance due upon completion of services. Hourly fees may also apply for specific services beyond the monthly agreement, such as comprehensive plan reviews or other special circumstances. The hourly fee depends on the individual providing the service.
Location
19710 Fm 2920 Rd, Tomball, TX, 77377
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven sells fixed life insurance and annuities, dedicating about 10% of his time to this activity. He is also a FINRA arbitrator, spending minimal time on this role.
Employment History
Current Registrations
Neal Financial Group, L.P.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Mony Securities CorporationBroker
Planvest Capital CorporationBroker
Pilot Financial Services, INC.Broker
Morrison, Schulte & CO., INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.