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Stephen Williams
40 Years of Experience
Tallahassee, FL
1 Disclosure
Stephen Williams is a registered investment advisor at Stephen R Williams Investment Advisor LLC, based in Tallahassee, FL, with 40 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 9 clients with $9M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$9.0M
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Location
Tallahassee, FL
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Regulatory History (1)
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Regulatory
September 2018Final
Other Business Activities
Stephen is the CEO of Elberta Crate & Box Co, a manufacturing company, since 1989.
Employment History
Current Registrations
Stephen R Williams Investment Advisor LLC
May 1998 - Present · 28 yrs
Previous Registrations
PFS Investments INC.Broker
July 1983 - July 1996 · 13 yrs
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.