Gary Roney is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Citigroup Global Markets INC.
July 1997 - December 2008 · 11 yrs 5 mos
Citigroup Global Markets INC.Broker
July 1993 - December 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
October 1990 - July 1993 · 2 yrs 9 mos
Kemper Securities Group, INC.Broker
September 1990 - October 1990 · 1 mo
Bateman Eichler, Hill Richards, IncorporatedBroker
June 1989 - September 1990 · 1 yr 3 mos
Drexel Burnham Lambert IncorporatedBroker
October 1986 - June 1989 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1983 - October 1986 · 3 yrs 4 mos
State Registrations22 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.