Douglas Neal
Douglas Neal is a CFP-designated registered investment advisor at Neal Financial Group, L.P., based in Brenham, TX, with 43 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more.
Compensation
Firm Size
IM Fee
Fee Structure
- Specialty planning services and written financial plans — Fees are charged based on an agreed-upon estimate for services including asset allocation, asset protection, college funding, retirement planning, estate planning, and comprehensive financial plans, with a portion paid in advance and the balance due upon completion.
- Hourly consulting — Charged at negotiated rates depending on the professional providing the service, typically payable upon completion of each session.
Location
105 E Main Ste 104, Brenham, TX, 77833
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is involved in several businesses, including insurance-related activities through Remington Insurance Group and Neal Financial Group, spending about 10-20% of his time selling fixed insurance and health products. He also provides financial planning and consulting services through Neal Financial Group LP and owns Neal Wealth Properties LLC for real estate rental.
Employment History
Current Registrations
Neal Financial Group, L.P.
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lutheran Brotherhood Securities CORP.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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