SS
ChFC
SS
ChFC
Steven Seibel is a ChFC-designated registered investment advisor, based in Nashotah, WI, with 43 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Nashotah, WI
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005Denied
Other Business ActivitiesSells Insurance
Steven is an owner/agent selling fixed insurance through Lake Country Insurance & Financial Services, dedicating about three-quarters of his time to this endeavor. He also serves as President of Nagashotah Shores Homeowners Association and as an appointed member of the Lake Country Fire Commission, requiring minimal time commitments.
Employment History
Current Registrations
Corecap Advisors
March 2017 - Present · 9 yrs 7 mos
Corecap Investments, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Corecap Investments, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Capital Synergy Partners
October 2012 - March 2017 · 4 yrs 5 mos
Capital Synergy PartnersBroker
January 2011 - March 2017 · 6 yrs 2 mos
Financial West Group
September 2008 - December 2010 · 2 yrs 3 mos
Financial West Investment Group, INC.
February 2004 - February 2004 · 0 mos
Financial West GroupBroker
February 2004 - December 2010 · 6 yrs 10 mos
Pruco Securities, LLC.Broker
June 1983 - February 2004 · 20 yrs 8 mos
State Registrations5 states
GAIAOHPAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.