James Bochenek is a CFP-designated registered investment advisor at LPL Financial LLC, based in Troy, MI, with 43 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3250 W Big Beaver Rd # 103, Troy, MI, 48084
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an agent selling life, health, disability, long-term care, and fixed annuities, dedicating a few hours per week to this activity. He also acts as a notary for clients for minimal time per month and operates under two DBAs for his LPL business, spending a significant amount of time on these investment-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Proequities, INC.Broker
Mutual Service CorporationBroker
Mony Securities CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Justin Hulett, CFP, ChFCLPL Financial LLC
- Gary BarneyLPL Financial LLC
- Annmarie MikolajczakLPL Financial LLC
- Robert Maks, CFPLPL Financial LLC
- Edward Lambert, CFPLPL Financial LLC
- William JeffreyLPL Financial LLC