Thomas Riding
Thomas Riding is a registered investment advisor at Independent Financial Group, LLC, based in Victorville, CA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
15505 W. Sand Street, Suite 102, Victorville, CA, 92392
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a board member for Victor Valley College Foundation and an assistant wrestling coach at Victor Valley College. He also owns Capstone Consulting Group (DBA for marketing) and is an insurance agent with Capstone Consulting Group (Insurance), spending about 10-20% of his time on insurance. Finally, Thomas acts as a trustee, dedicating minimal time to this role.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Pacific West Financial Consultants INC
Pacific West Securities, INC.Broker
Sentra Securities CORP
Sentra Securities CorporationBroker
United Pacific Securities, INC.Broker
Consolidated Investment Services, INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Ironwood Securities, INC.Broker
Equity-One CorporationBroker
Westlake Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.