Thomas Brucia
Thomas Brucia is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Woodbury, NY, with 39 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
137 Woodbury Rd, Woodbury, NY, 11797
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas works as a registered sales assistant, musical director, and provides accounting and tax preparation services. He also provides admin/marketing support, is a notary public, and works as a financial advisor and financial professional for other businesses, dedicating full-time hours to these financial roles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Kirlin Securities INC.Broker
AXA Advisors, LLCBroker
Princeton Securities CorporationBroker
Kirlin Securities INC.Broker
Sjv Securities, INC.Broker
Kirlin Securities INC.Broker
Uslife Equity Sales CORP.Broker
Emanuel and CompanyBroker
Austin Securities, INC.Broker
Egan, Marrin & Rubano, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.