Mark Morgan is a registered investment advisor at Morgan Stanley, based in Folsom, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2365 Iron Point Road, Suite 235, Folsom, CA, 95630
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Regulatory History (1)
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Criminal
May 2008Final Disposition
Other Business Activities
Mark is a sole proprietor/owner of rental property in Shingle Springs, California, since October 2024. He spends minimal time on administrative tasks related to this investment-related activity.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1989 - July 1993 · 4 yrs 2 mos
Dean Witter Reynolds INC.Broker
June 1983 - June 1989 · 6 yrs
State Registrations29 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.