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Brian Fanning
42 Years of Experience
Lake Geneva, WI
2 DisclosuresBroker
Brian Fanning is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lake Geneva, WI, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
732 West Main Street, Lake Geneva, WI, 53147
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Regulatory History (2)
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Customer Dispute
October 1987Settled
Criminal
April 1980Final Disposition
Other Business Activities
Brian is an owner of Fanning Investment Partners Inc., a support company, since 2005. This takes about half of Brian's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2005 - Present · 21 yrs 2 mos
Raymond James Financial Services, INC.
March 2005 - Present · 21 yrs 2 mos
Previous Registrations
Raymond James Financial Services
September 2005 - January 2009 · 3 yrs 4 mos
RBC Dain Rauscher INC.Broker
March 1998 - April 2005 · 7 yrs 1 mo
Dain Rauscher IncorporatedBroker
May 1997 - March 1998 · 10 mos
Principal Financial Securities,inc.Broker
March 1993 - May 1997 · 4 yrs 2 mos
Dain Bosworth IncorporatedBroker
May 1992 - February 1993 · 9 mos
Kemper Securities Group, INC.Broker
September 1990 - May 1992 · 1 yr 8 mos
Blunt Ellis & Loewi IncorporatedBroker
August 1988 - September 1990 · 2 yrs 1 mo
Bear, Stearns & CO. INC.Broker
January 1986 - July 1988 · 2 yrs 6 mos
Dean Witter Reynolds INC.Broker
June 1983 - January 1986 · 2 yrs 7 mos
State Registrations17 states
AZCACOFLGAIDILINMDMIMONJNYTXVAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.