Gustave Ozag
Gustave Ozag is a CFP, ChFC-designated registered investment advisor at Westend Capital Management, LLC., based in San Rafael, CA, with 16 years of industry experience. Gustave operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 330 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is 0.375% per quarter, equivalent to 1.5% annually, as long as the account value is equal to or greater than $10,000.
Fee Estimator
Location
San Rafael, CA
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Regulatory History (1)
Regulatory
October 1999Other Business ActivitiesSells Insurance
Gustave is a registered independent insurance agent with Financial Systems, selling life, health, and disability insurance. He dedicates minimal time to this activity and receives commissions for his sales.
Employment History
Current Registrations
Westend Capital Management, LLC.
Previous Registrations
Westend Capital Management, LLC.
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
Highsmith Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.