Timothy Sullivan
Timothy Sullivan is a ChFC-designated registered investment advisor at Ausdal Financial Partners, INC., based in Geneva, IL, with 43 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 16,572 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Maximum annual fee across investment advisory programs will not exceed 3%. Specific fee schedules are negotiated directly with your investment advisor representative.
Fee Estimator
Location
Geneva, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Timothy sells various insurance products, including fixed annuities, equity indexed annuities, life, disability, and long-term care insurance, through TJ Sullivan Company, Inc. This activity takes about half of his time, with most of the time spent during trading hours.
Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
Ausdal Financial Partners, INC.
Previous Registrations
MML Investors Services, LLC
MML Investors Services, INC.
MML Investors Services, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
Walnut Street Securities, INC.Broker
Chubb Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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