Jeffrey Wells
Jeffrey Wells is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in San Rafael, CA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
1111 A Street, San Rafael, CA, 94901
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Regulatory History (1)
Customer Dispute
January 1998Other Business Activities
Jeffrey owns a historical guitar collection and maintains a website store, Austin-Marie Collection, selling related items. This activity takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Piper Jaffray INC.Broker
Smith Barney INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Wulff, Hansen & CO.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.