David Coles is a ChFC-designated registered investment advisor at Farther, based in Irvine, CA, with 42 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8,142 clients with $7.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Farther Finance Advisors offers investment management services through a wrap program. The annual fee covers investment advice, trade execution, custody, reporting, and account maintenance. The fee is negotiable up to 2% of the assets they manage, depending on the complexity of the account and the investments used.
Location
2 Venture, Suite 380, Irvine, CA, 92618
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Regulatory History (1)
Customer Dispute
October 2009Other Business ActivitiesSells Insurance
David is the owner/president of Colwin Financial Insurance Services, selling fixed insurance products and receiving RIA fees, dedicating nearly full-time hours to this. He also provides FDIC savings products for clients as part of his RIA business, acts as a business manager for an actor/director, advises clients on banking products, and is the founder/owner of Human Wealth, a financial planning process.
Employment History
Current Registrations
Farther
Previous Registrations
Osaic Wealth, INC.Broker
Triad Advisors LLCBroker
Wmbc
Wealth Management & Business Concepts
Valmark Securities, INC.Broker
Fmn Capital CorporationBroker
Sunamerica Securities, INC.Broker
Financial Network Investment CorporationBroker
Pml Securities CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.