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Kittredge Griffin

42 Years of Experience
austin, TX
1 DisclosureBroker

Kittredge Griffin is a registered investment advisor, based in austin, TX, with 42 years of industry experience.

Location

614 capital of texas highway, austin, TX, 78746

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History

Regulatory History (1)
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Customer Dispute
August 2002
Settled
Other Business Activities

Kittredge is a general partner and 50% owner of Borgelt-Griffin LLC, a real estate business, dedicating minimal time. He also works as an investment advisor representative (IAR) through Kestra Advisory Services, spending about half his time, and owns Equity Builders dba Griffin Financial Group, where he dedicates nearly full-time hours to registered rep and investment advisory activities.

Employment History
Current Registrations
Kestra Investment Services, LLC
January 2018 - Present · 8 yrs 4 mos
Kestra Investment Services, LLCBroker
January 2018 - Present · 8 yrs 4 mos
Kestra Advisory Services, LLC
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Sii Investments, INC.Broker
January 2012 - January 2018 · 6 yrs
Sii Investments, INC.
January 2012 - January 2018 · 6 yrs
NFP Securities, INC.Broker
April 2007 - January 2012 · 4 yrs 9 mos
NFP Securities, INC.
April 2007 - January 2012 · 4 yrs 9 mos
Sii Investments, INC.
January 2004 - April 2007 · 3 yrs 3 mos
Sii Investments, INC.Broker
August 1998 - April 2007 · 8 yrs 8 mos
Sii Investments, INC.
August 1998 - December 2003 · 5 yrs 4 mos
Sunamerica Securities, INC.Broker
June 1989 - August 1998 · 9 yrs 2 mos
Southmark Financial Services, INC.Broker
March 1988 - June 1989 · 1 yr 3 mos
Cigna Securities, INC.Broker
September 1983 - February 1988 · 4 yrs 5 mos
State Registrations22 states
ALARAZCACODCFLGAKSMSNCNENMNVOKORSCTNTXVAVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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