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Kathy Parrish

Commonwealth Financial Network
43 Years of Experience
Yakima, WA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kathy Parrish is a registered investment advisor at Commonwealth Financial Network, based in Yakima, WA, with 43 years of industry experience. Kathy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24 North 2nd St, Yakima, WA, 98901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kathy sells fixed life, fixed annuities, long-term care, and health insurance through Ascend Financial Group, LLC, where she is also a 100% owner. Additionally, Kathy owns Bengal Properties, LLC, which buys commercial real estate, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
Commonwealth Financial Network
September 2015 - Present · 11 yrs 1 mo
Commonwealth Financial NetworkBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
July 2002 - September 2015 · 13 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2001 - September 2015 · 14 yrs 5 mos
American General Securities IncorporatedBroker
November 1998 - April 2001 · 2 yrs 5 mos
First Washington CorporationBroker
November 1990 - November 1998 · 8 yrs
Kemper Securities Group, INC.Broker
September 1990 - November 1990 · 2 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
July 1988 - September 1990 · 2 yrs 2 mos
Drexel Burnham Lambert IncorporatedBroker
October 1985 - August 1988 · 2 yrs 10 mos
Charter Investment Group, INC.Broker
August 1983 - October 1985 · 2 yrs 2 mos
State Registrations9 states
AKAZCAMTNJORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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