Roger Versteeg
Roger Versteeg is a CFP, ChFC-designated registered investment advisor at Swbc Investment Company, based in Mankato, MN, with 42 years of industry experience. Roger is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 494 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.85% |
Fees are negotiable. Maximum fees are shown. Accounts of $5,000,000 or more have fully negotiated rates.
Fee Estimator
Location
Mankato, MN
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2009Customer Dispute
June 2004Other Business ActivitiesSells Insurance
Roger is an IAR of SWBC Investment Company and a licensed insurance agent with SWBC Investment Services, LLC.
Employment History
Current Registrations
Swbc Investment Company
Swbc Investment Services, LLC
Swbc Investment Services, LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Century Investors of America, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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