DN
CFA
DN
CFA

Daniel Nagy

42 Years of Experience
Santa Monica, CA
Broker

Daniel Nagy is a CFA-designated registered investment advisor, based in Santa Monica, CA, with 42 years of industry experience.

Location

Santa Monica, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is an investment committee member for the Santa Monica Education Foundation and president/sole shareholder of Apexus Capital Holdings Inc. He is also the President, CIO & CCO of Bache Capital Management Inc. and a managing member of Apexus Capital LLC and Apexus Capital Management LLC, spending nearly full-time at Apexus Capital LLC.

Employment History
Current Registrations
Apexus Capital LLCBroker
September 2016 - Present · 9 yrs 8 mos
Bache Capital Management
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Mdb Capital Group LLCBroker
June 2000 - November 2016 · 16 yrs 5 mos
Interfirst Capital CorporationBroker
May 2000 - June 2000 · 1 mo
Drake & Company, INC.Broker
January 1990 - May 2000 · 10 yrs 4 mos
Drake Capital Securities, INC.Broker
December 1989 - January 1990 · 1 mo
Wedbush Morgan Securities INC.Broker
November 1988 - December 1989 · 1 yr 1 mo
Morgan, Olmstead, Kennedy & Gardner IncorporatedBroker
July 1983 - December 1989 · 6 yrs 5 mos
State Registrations2 states
CANV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Daniel Nagy - Financial Advisor | TrueAdvisor