David Vaz
David Vaz is a registered investment advisor at Independent Financial Group, LLC, based in San Diego, CA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a California insurance agent offering various types of insurance products since 1980, dedicating about 10-20% of his time. He also serves as a board member of NOLAH, Inc., a charitable organization, spending about a quarter of his time, and manages David Vaz, Inc., an S-corporation for tax purposes, spending about 10-20% of his time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Sentra Securities CorporationBroker
PFS Investments INC.Broker
State Registrations19 states
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