JP
CFA · CFP
JP
CFA · CFP
Jay Penney is a CFA, CFP-designated registered investment advisor, based in Scottsdale, AZ, with 42 years of industry experience.
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2002Closed-No Action
Customer Dispute
April 2002Closed-No Action
Other Business ActivitiesSells Insurance
Jay operates under Jay R Penney LLC for receiving fees and commissions. He is also an Investment Advisor Representative at Ashton Thomas Private Wealth LLC, dedicating full-time hours, and an insurance agent at Ashton Thomas Insurance Agency, dedicating minimal time.
Employment History
Current Registrations
Encompass More Investments, LLC
September 2025 - Present · 8 mos
Encompass More Investments, LLCBroker
September 2025 - Present · 8 mos
Encompass More Asset Management LLC
August 2025 - Present · 9 mos
Previous Registrations
M. S. Howells & CO.Broker
August 2018 - August 2025 · 7 yrs
Peachcap Securities, INC.Broker
August 2016 - August 2018 · 2 yrs
Ashton Thomas Private Wealth
August 2016 - August 2025 · 9 yrs
Geneos Wealth Management, INC.
January 2009 - August 2016 · 7 yrs 7 mos
Geneos Wealth Management, INC.Broker
January 2009 - August 2016 · 7 yrs 7 mos
Usf Advisors, LLC
December 2006 - January 2009 · 2 yrs 1 mo
Usf Securities, L.P.Broker
December 2006 - January 2009 · 2 yrs 1 mo
Multi-Financial Securities Corporation
April 2000 - December 2006 · 6 yrs 8 mos
Multi-Financial Securities CorporationBroker
March 2000 - December 2006 · 6 yrs 9 mos
The Advisors Group, INC.Broker
October 1987 - April 2000 · 12 yrs 6 mos
Cigna Securities, INC.Broker
September 1983 - November 1987 · 4 yrs 2 mos
State Registrations7 states
AZCACOHINVPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.