Roger Matloff
Roger Matloff is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Southampton, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
57 Hampton Rd, Southampton, NY, 11968
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 1991Customer Dispute
April 1990Other Business Activities
Roger is the author of a book titled "Nonprofit Investment and Development: A Complete Guide to Finance and Economic" and is affiliated with Nonprofit Investment & Development Solutions as an author. He dedicates minimal time to these activities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.