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Tommie Murphy

Wells Fargo Advisors
43 Years of Experience
Walnut Creek, CA
5 DisclosuresBroker
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Tommie Murphy is a registered investment advisor at Wells Fargo Advisors, based in Walnut Creek, CA, with 43 years of industry experience. Tommie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2033 N Main St Ste 800, Walnut Creek, CA, 94596

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Denied
Customer Dispute
June 2012
Denied
Customer Dispute
October 2008
Denied
Customer Dispute
October 2006
Denied
Customer Dispute
May 1995
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
October 2020 - Present · 6 yrs
Wells Fargo Clearing Services, LLC
October 2020 - Present · 6 yrs
Wells Fargo Advisors
October 2020 - Present · 6 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2011 - October 2020 · 9 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2011 - October 2020 · 9 yrs 3 mos
Wells Fargo Advisors, LLCBroker
July 2003 - July 2011 · 8 yrs
Wells Fargo Advisors, LLC
July 2003 - July 2011 · 8 yrs
Prudential Securities IncorporatedBroker
September 1988 - July 2003 · 14 yrs 10 mos
Prudential Securities Incorporated
September 1988 - July 2003 · 14 yrs 10 mos
Thomson Mckinnon Securities INC.Broker
January 1984 - September 1988 · 4 yrs 8 mos
Dean Witter Reynolds INC.Broker
June 1983 - February 1984 · 8 mos
State Registrations23 states
AZCACOFLGAHIIDINMAMDMONCNYOHORPASCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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