MB
CFP
MB
CFP

Mark Brown

42 Years of Experience
Denver, CO
1 DisclosureBroker

Mark Brown is a CFP-designated registered investment advisor at LPL Financial LLC, based in Denver, CO, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

250 Fillmore Street, Ste 475, Denver, CO, 80206

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2013
Final
Other Business Activities

Mark operates under the DBA Brown & Company for his LPL business. This investment-related activity takes about half of his time, with slightly less time spent during securities trading.

Employment History
Current Registrations
LPL Financial LLC
August 1996 - Present · 29 yrs 11 mos
LPL Financial LLC
December 1989 - Present · 36 yrs 7 mos
LPL Financial LLCBroker
December 1989 - Present · 36 yrs 7 mos
Previous Registrations
Brown and Company, INC.
October 2003 - December 2019 · 16 yrs 2 mos
Brown & Tedstrom, INC.
January 1999 - November 2015 · 16 yrs 10 mos
Linsco Financial Group, INC.Broker
September 1988 - December 1989 · 1 yr 3 mos
The Planner's Securities Group, INC.Broker
November 1985 - August 1988 · 2 yrs 9 mos
Fsc Securities CorporationBroker
June 1983 - December 1985 · 2 yrs 6 mos
State Registrations33 states
AKARAZCACOCTFLGAIDILINKSMAMDMEMIMNMOMTNCNJNVNYOHORPASCSDTXUTVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Brown - Financial Advisor | TrueAdvisor