Lesley Weiner is a CFP, ChFC-designated registered investment advisor, based in Totowa, NJ, with 42 years of industry experience.
Location
999 Riverview Dr, Totowa, NJ, 07512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lesley is a notary public, a member of the Cotsakos College of Business Advisory Council, and an adjunct professor at William Paterson University. The adjunct professor role takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
July 2002 - August 2023 · 21 yrs 1 mo
Securian Financial Services, INC.Broker
February 1998 - August 2023 · 25 yrs 6 mos
Mutual Service CorporationBroker
January 1994 - February 1998 · 4 yrs 1 mo
Mimlic Sales CorporationBroker
May 1991 - January 1994 · 2 yrs 8 mos
Investment Management & Research, INCBroker
October 1988 - May 1991 · 2 yrs 7 mos
New England Securities CorporationBroker
October 1986 - October 1988 · 2 yrs
Pml Securities CompanyBroker
November 1983 - October 1986 · 2 yrs 11 mos
Moore & Schley/meeker Sharkey Group INC.Broker
July 1983 - October 1986 · 3 yrs 3 mos
State Registrations2 states
NJVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.