Francis Noonan
Francis Noonan is a ChFC-designated registered investment advisor at Personal Financial Specialists, based in Cedar Knolls, NJ, with 41 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are negotiable.
Fee Estimator
Location
14 Ridgedale Ave, Suite 125, Cedar Knolls, NJ, 07927
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Francis is the president of Personal Financial Specialists/RIA, providing pension plan administration services. He also owns Bauman, Noonan and Associates, providing record keeping and reporting services for qualified retirement plans, dedicating nearly full-time hours to these activities.
Employment History
Current Registrations
Personal Financial Specialists
LPL Financial LLCBroker
Previous Registrations
Personal Financial Specialists
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Nathan & Lewis Securities, INC.Broker
American United Life Insurance CompanyBroker
The Great-West Life Assurance CompanyBroker
Benefitscorp Equities, INC.Broker
Glickenhaus - Ltg & CO. Limited PartnershipBroker
Philips, Appel & Walden, INC.Broker
Nel Equity Services CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.