Peter Thompson
Peter Thompson is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Naples, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Naples, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Peter is involved with Pete Thompson Wealth Management, focusing on non-variable insurance products including life, health, and fixed annuities. This activity takes about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Allstate Financial Services, LLCBroker
Jefferson Pilot Securities CorporationBroker
Polaris Advisory Services INC
Polaris Financial Services, INC.Broker
Nathan & Lewis Securities, INC.Broker
Polaris Financial Services, INC.Broker
Bannon & Whitney, INC.Broker
Travelers Equities Sales, INC.Broker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Lincoln National Pension Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.