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Aaron Saperstein

40 Years of Experience
Purchase, NY
1 DisclosureBroker

Aaron Saperstein is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2000 Westchester Avenue, 1Nc, Purchase, NY, 10577

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History

Regulatory History (1)
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Customer Dispute
November 1991
Settled
Other Business Activities

Aaron is a co-trustee for his father's and mother's trusts since 2008 and 2012 respectively, and his sister's trust since 2014, dedicating minimal time to each. He is also the treasurer for the Earl Monroe New Renaissance Basketball Academy Charter School, spending a few hours per week on this activity.

Employment History
Current Registrations
Morgan Stanley
March 2014 - Present · 12 yrs 2 mos
Morgan StanleyBroker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
June 2003 - March 2014 · 10 yrs 9 mos
Wells Fargo Advisors, LLCBroker
October 1999 - March 2014 · 14 yrs 5 mos
First Union Capital Markets CORP.Broker
July 1999 - October 1999 · 3 mos
First Albany CorporationBroker
August 1996 - July 1999 · 2 yrs 11 mos
Gruntal & CO. IncorporatedBroker
April 1993 - July 1996 · 3 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
March 1990 - March 1993 · 3 yrs
Shearson Lehman Hutton INC.Broker
July 1986 - March 1990 · 3 yrs 8 mos
Advest, INC.Broker
March 1986 - July 1986 · 4 mos
Shearson Lehman Hutton INC.Broker
December 1985 - March 1990 · 4 yrs 3 mos
State Registrations37 states
AKALAZCACOCTDCDEFLGAHIIDILINKSMAMDMEMIMOMTNCNHNJNVNYOHPAPRRISCTNTXVAVTVirgin IslandsWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.