TM
TM

Thomas Mccarrick

42 Years of Experience
Riverhead, NY
Broker

Thomas Mccarrick is a registered investment advisor at Morgan Stanley, based in Riverhead, NY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

611 East Main Street, Riverhead, NY, 11901

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas is the sole proprietor/owner/partner of Wit's End LLC since 1999. He spends minimal time on this investment-related activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
March 2017 - Present · 9 yrs 4 mos
Morgan StanleyBroker
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2005 - March 2017 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - March 2017 · 33 yrs
Lebenthal & CO., INC.Broker
August 1983 - December 1983 · 4 mos
State Registrations28 states
AZCACOCTDCDEFLGAILKSMAMDMEMNNCNHNJNVNYOHORPARISCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.