Robert Brown
Robert Brown is a registered investment advisor at Rfg Advisory, LLC, based in Vestavia Hills, AL, with 42 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 13,845 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RFG Advisory charges a fee based on a percentage of the value of your portfolio. This fee covers the Financial Advisor's services, an RFG platform fee (up to 0.50%), and potentially a strategist fee. The total fee can vary depending on the services provided and the Financial Advisor you work with. Fees are billed quarterly, in advance. Accounts under $10,000 managed through SMArtX incur an additional $10 per month platform fee.
Location
1400 Urban Center Drive, Suite 475, Vestavia Hills, AL, 35242
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
November 2021Customer Dispute
June 2021Other Business ActivitiesSells Insurance
Robert co-owns BP LLC, a holding company that rents to his wife's clothing business, and Hannah Kate Clothing, a children's clothing store, dedicating minimal time to BP LLC and a few hours per week to Hannah Kate Clothing. Robert is also an insurance agent since 1983, but is not actively selling, dedicating about 10-20% of his time.
Employment History
Current Registrations
Rfg Advisory, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.