JK
CFA
JK
CFA
John Kokubo
40 Years of Experience
Clarkson, MI
1 DisclosureBroker
John Kokubo is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in Clarkson, MI, with 40 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
3694 Clarkson Rd Suite D, 1st FL, Clarkson, MI, 48346
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2025 - Present · 1 yr 4 mos
Wells Fargo Advisors
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - July 2025 · 16 yrs 1 mo
Morgan Stanley
June 2009 - July 2025 · 16 yrs 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2006 - April 2007 · 11 mos
Morgan Stanley Dw INC.Broker
May 2006 - April 2007 · 11 mos
Banc One Securities CorporationBroker
February 1999 - May 2006 · 7 yrs 3 mos
Banc One Securities Corporation
February 1999 - May 2006 · 7 yrs 3 mos
First Chicago Nbd Investment Services, INC.Broker
April 1997 - February 1999 · 1 yr 10 mos
Dean Witter Reynolds INC.Broker
July 1983 - April 1994 · 10 yrs 9 mos
State Registrations21 states
AZCACOFLGAHIILMAMIMTNCNVNYOHORPASCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.